D5 · Guideline v0.1 Skeleton — Interactive Assessment Session 7 · Institutional Guidelines Part 2 · Online

D5 · Guideline v0.1 Skeleton

Draft your institutional AI-use guideline. Seven mandatory components, optional eighth section, red-team backlog, and AI-use disclosure. ≤2 pages when printed. [LOCAL] = institution-specific body to be named by the owner.

Honesty guard

"A policy about AI transparency that hides its own AI use is dead on arrival. Draft with AI heavily — this is a 🟢 lane task — but describe with full context, discern every clause, and disclose at the bottom. Your guideline will carry its own AI-use statement. A double standard (faculty use AI while restricting students) erodes trust."

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Version block INSTITUTIONAL GUIDELINE FOR ETHICAL AI USE IN TEACHING AND LEARNING

1. Scope & Definitions

Mandatory

What counts as "AI use"; who and what is covered. Settle definition fights here — most policy fights are secretly definition fights.

2. Principles

Mandatory

Beneficence · Non-maleficence · Autonomy · Justice · Explicability — localized. Principles survive model churn; rules below get versioned.

3. Permission Architecture

Mandatory

The three-lane vocabulary, institutionalized: every course declares lanes per assessment (🔴 Restricted / 🟡 Permitted with disclosure / 🟢 Required). Default when a syllabus is silent: ____________.

4. Disclosure Standard

Mandatory

One canonical AI-use statement format — used by students AND staff. Symmetry is credibility; a double standard erodes trust. Mirror-test required: audit your own AI use before drafting policy.

5. Integrity Procedure

Mandatory

Process evidence primary (version trails, vivas, in-class anchors). Detector output: at most a screening signal, never sole evidence (Liang et al., Patterns 2023 — citation stays in the policy).

6. Data & Privacy Rules

Mandatory

PDPA 2010 floor: what student data may enter which class of tool under what agreement. Institutional accounts over personal ones. [LOCAL: data-protection officer / relevant committee]. Platform governance: logging and auditing of institutional AI-platform usage, anonymization protocols, mental-health flag procedures (per MIT report §3.3.8–9).

7. Ownership & Review

Mandatory

Named owner · version number · review date · student representation in review. Monitoring metrics: track AI-use adoption, campus engagement, student satisfaction, post-graduation feedback sources. [LOCAL: MQA/MOHE alignment; senate/faculty approval path].

8. Roles, Infrastructure & Funding

Optional

Designated AI Lead(s) per department or faculty · AI Implementation Team or committee · AI Fellows or equivalent training capacity · Pilot Fund for AI-curricular experiments. Without infrastructure, the policy is aspirational. (Per MIT report §3.3.1–4.)


v0.2 Backlog

From red-team review

Findings that could not be patched in the sprint. Severity-ranked, with the persona who raised each finding. Backlogs are how products stay honest about incompleteness.

AI-use Disclosure for This Document

Required

Your guideline must carry its own AI-use statement. Drafted with [tool] for [what]; verified and authored by the team named above. Credibility demands transparency.


How the Guideline v0.1 Skeleton works

This is a 45-minute drafting sprint for teams (or individuals working solo). The output is a ≤2-page institutional AI-use guideline with 7 mandatory components, an optional 8th section, a red-team backlog, and an AI-use disclosure.

  1. Start with the version block. Name the owner and set a review date (≤12 months). This makes the policy accountable from line one.
  2. Draft each section in order. Sections 1–7 are mandatory. Section 8 is optional — skip it if your institution lacks the infrastructure to fund it. Feed P13 your gap analysis, default rule, and S5 policy paragraphs — personal practice becomes institutional text.
  3. Mark [LOCAL] slots. These are placeholders for institution-specific bodies (senate, faculty committee, data-protection officer, MQA/MOHE alignment). Your team must name them.
  4. Three hard constraints: Three-lane vocabulary used · Detector-evidence status explicit with the Patterns citation · PDPA clause present.
  5. Red-team review comes next. After drafting, swap with another team and attack in four personas (Laundering Student, Overworked Lecturer, Falsely Accused, Auditor). Fix the top three findings; log the rest in the backlog.
  6. Disclose your AI use at the bottom. A policy about AI transparency that hides its own AI use is dead on arrival.

Sprint rules (from facilitator)

Facilitator interventions

The facilitator circulates with three interventions only: "Which component is that?" · "Can a first-year act on this sentence?" · "Where's your review date?"

Quality bar

  • ≤2 pages when printed (approximate: 800–1200 words total across all sections)
  • Version number and review date on page one
  • Three-lane vocabulary (🔴🟡🟢) institutionalized
  • Detector-evidence status explicit — with Liang et al., Patterns 2023 citation
  • PDPA 2010 clause present
  • [LOCAL] slots marked, owner named
  • AI-use disclosure statement at the foot
  • v0.2 backlog with severity-ranked findings from red-team review

Session 8 presentation note

Summative rubric

The guideline is part of the portfolio presented in Session 8 and scored against the S8 rubric: Evidence discipline, Design over policing, Deployability, Ethical reasoning, Falsifiability. The guideline tests the "Design over policing" dimension — a policy that bans more than it enables will score below "Proficient."


Version block
INSTITUTIONAL GUIDELINE FOR ETHICAL AI USE IN TEACHING AND LEARNING
v0.1 · Owner: Dr. Aisyah Rahman, Faculty AI Lead · Review date: 3 Sep 2027
1. Scope & Definitions

This guideline governs the use of AI tools — including generative, analytical, and assistive — across all teaching, learning, assessment, and academic-support activities at the Faculty of Social Sciences, [UNIVERSITY]. AI use includes any instance where machine-generated content or analysis forms part of an academic or administrative process. Excluded: IT-administered infrastructure tools (LMS analytics, plagiarism detection) governed by existing IT policy. [LOCAL: Senate Teaching & Learning Committee to review exclusions annually.]

2. Principles

Beneficence (AI serves learning outcomes) · Non-maleficence (AI does not disadvantage any student) · Autonomy (choice preserved) · Justice (equitable access) · Explicability (all AI use is disclosed and auditable). These principles are invariant across model versions.

3. Permission Architecture

All course syllabi shall declare a lane per assessment component: 🔴 Restricted (no AI, process evidence required), 🟡 Permitted with Disclosure (AI allowed when disclosed), 🟢 Required (AI use is part of the task). Default when silent: 🟡 Permitted with Disclosure. [LOCAL: Faculty Board to confirm default lane by [DATE].]

4. Disclosure Standard

"I used [TOOL] for [PURPOSE]. I verified outputs for accuracy, relevance, and bias. I take full responsibility." Same format for students and instructors. Instructor AI-use disclosure published on course site.

5. Integrity Procedure

Process evidence (version trails, vivas, in-class drafts) is primary. AI-detector output is a screening signal only, never sole evidence (Liang et al., Patterns 2023 — 61%+ false-positive rate against non-native writers).

6. Data & Privacy

PDPA 2010 floor: no student data enters unlicensed tools. Institutional accounts mandatory. [LOCAL: Data Protection Officer — Dr. Chong Wei Ming] to maintain approved-tool register. Quarterly audit of AI-platform usage by IT.

7. Ownership & Review

Owner: Dr. Aisyah Rahman. Review: ≤12 months. Student representation: 2 seats on review panel. Monitoring: AI-use adoption, campus engagement, student satisfaction. [LOCAL: MQA/MOHE alignment — crosswalk to national guidance when published.]

8. Infrastructure (optional)

AI Lead per faculty · AI Implementation Committee (quarterly) · Pilot Fund (MYR 10,000) for AI-curricular experiments.

v0.2 Backlog

[High] Laundering Student: Default 🟡 lane lets students disclose without reducing AI use — consider minimum 🔴 components per module.
[High] Overworked Lecturer: Process-evidence requirement adds grading time — companion staffing note needed.
[Medium] Falsely Accused: No appeals timeline or adjudicator named.
[Medium] Auditor: Quarterly data audit planned but auditor body unnamed.

AI-use Disclosure

Drafted with Claude for structural suggestions. Content reviewed, revised, and approved by Dr. Aisyah Rahman and the Faculty AI Task Force. Final text is the responsibility of the named owner.

Sample adapted from the course-pack exemplar (Appendix D5). Every team's guideline will differ by institution, discipline, and local context.